Regulatory Investigations – Reduce the Costs, Minimize the Risks

September 13, 2016

11:00 am - 12:00 pm EDT 

The Securities and Exchange Commission’s (SEC) Enforcement Division is placing a greater focus on investigations and is growing its resources to reinforce its investigative functions. As a result, companies are increasingly confronted with the risk of prolonged regulatory scrutiny and the costs associated with responding to a formal or informal investigation.

On September 13, Advisen will host a webinar on the current regulatory environment.

For more info and registration for this webinar, visit http://www.advisenltd.com/events/webinars/2016/09/13/regulatory-investigations-reduce-the-costs-minimize-the-risks/

Advisen Ltd. (2016). Regulatory Investigations – Reduce the Costs, Minimize the Risks [Webinar].